On the Contingency of Moral Necessity: A Critique of Alan Gewirth’s Principle of Generic Consistency

Introduction

In the landscape of modern deontological ethics, Alan Gewirth’s Argument from Agency stands as a formidable attempt to ground universal moral principles in reason and action itself. Through his Principle of Generic Consistency (PGC), Gewirth purports to offer a transcendental proof that morality is not a contingent social convention but a logically necessary entailment of purposive agency. By starting from the “dialectically necessary” standpoint of the agent, he argues that all agents are rationally bound to claim rights to the generic conditions of action, freedom and well-being, and are therefore logically required to grant those same rights to all other agents.

The elegance of the PGC lies in its ambition to derive a substantive, objective morality from purely formal and inescapable premises. Despite its rigor, we contend that the argument does not succeed. Its conclusion depends on unargued-for assumptions regarding the nature of rationality and the scope of valuational claims.

Our critique will proceed in three parts. First, we shall reconstruct the formal structure of Gewirth’s argument. Second, we will advance two primary objections: (1) that the “objectivity” it establishes is merely framework-relative, as it conflates the inescapability of agency with a contestable interpretation of what rationality requires; and (2) that its pivotal move to universalize rights constitutes an illicit generalization from a prudential claim to a moral one. Finally, we will re-evaluate what the PGC actually achieves, recasting it not as a proof for moral realism but as a powerful, albeit optional, model of Kantian moral constructivism.

I. The Formal Structure of the Principle of Generic Consistency

Gewirth’s argument unfolds in a series of steps designed to be dialectically inescapable from the perspective of any agent. The progression, rendered with parallel structure, is as follows:

  1. Agency entails purposive action: An agent necessarily acts for some end they deem good, a premise that is dialectically inescapable.
  2. Agency requires generic conditions: An agent must possess the necessary conditions for any action: freedom (to control one’s behavior) and well-being (the capacity to pursue ends).
  3. Agency commits one to valuing these conditions: An agent must, on pain of self-contradiction, instrumentally value their own freedom and well-being as necessary means to their chosen ends.
  4. Valuation entails a claim to rights: An agent must hold that they have a right to their freedom and well-being, implying a correlative duty for others not to interfere.
  5. Rationality requires universalizing this right: An agent must accept that because the sufficient ground for their right-claim is their status as a purposive agent, all other purposive agents must have the same rights.

The conclusion is thus a universal moral principle: every agent is rationally obliged to respect the freedom and well-being of all other prospective, purposive agents.

II. The First Objection: The Optional “Game” of Robust Rationality

Our first objection targets the PGC’s claim to categorical necessity. This necessity is misleading, for the objectivity it establishes resembles strategic imperatives within a formal system, like chess, rather than stance-independent moral facts.

A Gewirthian might counter that the “game” of agency is inescapable: one cannot opt out of being an agent. This is correct, but it misses a crucial distinction. While the fact of agency is inescapable, Gewirth’s argument requires commitment to a specific and highly demanding interpretation of what rationality entails for an agent. We can distinguish between:

  • Minimal (or Instrumental) Rationality: The capacity to select effective means to achieve one’s ends. This is arguably a necessary feature of agency itself.
  • Robust (or Universalist) Rationality: The commitment to logical consistency, the universalizability of one’s reasons, and coherence across all agents.

One might press the objection further, perhaps from a Habermasian perspective, and argue that any agent who engages in communicative action implicitly presupposes norms of reciprocity and consistency, the very core of robust rationality. Yet, the PGC is intended to bind all agents, including the strategic amoralist who does not enter into such good-faith discourse. A consistent amoralist can rationally pursue their ends without concerning themselves with whether their reasons for action could be universalized. They have not opted out of agency, but out of Gewirth’s particular, and contestable, normative framework for it.

III. The Second Objection: The Illicit Generalization of Prudential Claims

The argument’s most vulnerable point is the move from an agent’s first-person commitment (Step 3) to the universal moral principle (Step 5). This step hinges on the claim that an agent values their freedom and well-being simply “because I am a prospective purposive agent.” This abstract basis is what purportedly forces the generalization of reasons.

This move, however, assumes what it needs to prove. A rational egoist can offer a perfectly coherent account of their valuation that blocks this extension of claims. This objection echoes critiques leveled by commentators such as J.L. Mackie, who argued that Gewirth illicitly slides from a claim-right asserted from a personal perspective to an objective moral fact. To make this concrete, consider two agents competing for a single, life-saving resource. The egoist agent can reason as follows:

“I must secure this resource to preserve my life (an instance of well-being). To do so, I must prevent the other agent from securing it, thereby denying their claim to it. My reason for valuing my own well-being is my direct, first-person experience of my own existence and goals. This agent-relative reason does not apply to my competitor. Therefore, no contradiction arises when I act to secure my own necessary good at the expense of theirs.”

This agent has not contradicted themself. The contradiction Gewirth identifies emerges only if one has already accepted that the sufficient reasons for one’s prudential claims must be abstractable and universally applicable. This presupposes a universalist conception of practical reason to derive a universalist morality.

Conclusion: The PGC as Kantian Constructivism

While the Principle of Generic Consistency does not succeed as a deductive proof for moral realism, it provides a powerful model of what a rationally constructed morality might entail. Gewirth does not discover a pre-existing moral truth but demonstrates how a universalist moral system can be constructed from a particular set of axioms about what rationality demands of agents.

This reframes Gewirth’s achievement as a significant contribution to Kantian constructivism, albeit with a distinct methodology. Whereas Kant derives moral law from the formal requirement that a maxim be universalizable (the Categorical Imperative), Gewirth attempts to deduce it from the substantive, necessary conditions of agency itself. The resulting norms are “objective” in the sense that they are binding for any agent who accepts the specified framework of rationality, but they are not objective in the realist sense of existing independently of that rational procedure. The PGC, therefore, codifies the rules of a particular game of reason, a game agents can, but are not logically required to, play.